Investment professionals can be separated into two basic groups: Those licensed to sell investment products (governed by the Securities & Exchange Act of 1934) and those licensed to provide investment advice (governed by the Investment Advisor Act of 1940).
The investment professionals associated with Nazelrod & Associates are licensed to do both. Gene Nazelrod and Jason Nazelrod are both registered investment advisor representatives of Nazelrod & Associates Financial Services Inc., allowing them to provide investment advice to clients. Gene and Jason are also Series 7 Securities Licensed Registered Representatives of LaSalle St. Securities, LLC, allowing them to implement the investment plan through the sale of securities.
We are able to assist you in the planning, management, and implementation of virtually any investment need, including portfolios of stocks, bonds, options, mutual funds, and annuities, as well as various account types including non-qualified accounts, retirement accounts (individual and group/company plans), and education accounts.